Security Considerations for the Application of Large Language Models in the Financial Sector
DOI:
https://doi.org/10.5281/zenodo.14177281Keywords:
large language models, financial sector, data privacy, security issues, model monitoring, compliance regulationAbstract
With the widespread application of large language models (LLMs) in the financial sector, their intelligent advantages have significantly enhanced the efficiency of business processes such as customer service, risk prediction, and compliance management. However, the security issues related to these models are becoming increasingly prominent, including data privacy and information leakage, bias and uncertainty in model output, and the risk of system attacks. This paper provides an in-depth analysis of these security concerns and proposes corresponding solutions, such as data encryption and protection technologies, model monitoring and validation mechanisms, as well as the strengthening of compliance and regulatory requirements. Finally, by examining a real-world case, the paper explores the future prospects and challenges of applying large language models in the financial sector, offering insights for further research and practice.
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Copyright (c) 2024 Michael J. Reynolds
This work is licensed under a Creative Commons Attribution 4.0 International License.
